HomeMy WebLinkAboutReso 09-17 Anti Harassment DiscriminationRESOLUTION NO. 0917
RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF MORRO BAY, CALIFORNIA
ESTABLISHING POLICY PROHIBITING HARASSMENT, DISCRIMINATION
AND RETALIATION AND RESCINDING RESOLUTION NO. 21-04
THE CITY COUNCIL
City of Morro Bay, California
WHEREAS, Morro Bay Municipal Code ("MBMC") Section 2.32.050 authorizes the City
Council to adopt and amend Personnel Rules and Regulations governing the City of Morro Bay
personnel system; and
WHEREAS, the Policy Prohibiting Harassment, Discrimination and Retaliation have not
been comprehensively reviewed or modified since 2004, and the procedure for reporting
harassment requires updating and clarification; and
WHEREAS, the Personnel Rules and Regulations should be updated and clarified; and
WHEREAS, the City's recognized bargaining units, the Service Employees International
Union ("SEIU"), the Police Officers Association ("POA"), and the Morro Bay Fire Fighters
Association ("MBFFA") were provided copies of the proposed revisions, with the offer to meet
and confer; and
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Morro Bay
does hereby adopt the attached Policy Prohibiting Harassment, Discrimination and Retaliation
to provide for a safe and efficient workplace free of prohibited harassment, discrimination and
retaliation, and setting forth an updated reporting procedure; and
BE IT FURTHER RESOLVED that Resolution No. 21-04 is hereby rescinded.
PASSED AND ADOPTED by the City Council of the City of Morro Bay at a regular
meeting thereof held on the 14th day of March, 20177 by the following vote:
AYES: Irons, Davis, Headding, Makowetski, McPherson
NOES: None
ABSENT: None
ABSTAIN: None
ATTEST:
DANA SWANSON, City Clerk
1
E L. IRONS, Mayor
CITY OF MORRO BAY
POLICY PROHIBITING HARASSMENT,
DISCRIMINATION, AND RETALIATION
I. GENERAL POLICY
The City is committed to providing a work environment that is free of discrimination,
harassment, and retaliation. In keeping with this commitment, the City maintains a strict
policy prohibiting harassment, including sexual harassment and takes steps to promptly
correct discriminatory, harassing, and retaliatory conduct. This policy prohibits
harassment in any form, including verbal, physical and visual harassment by or against
any employee, intern, volunteer, applicant for employment, or vendor, independent
contractor, elected or appointed officials or guest. This policy applies to all of the City's
activities, wages, reviews, leaves, training, benefits, and all other conditions and terms
of employment.
As a general guideline, harassment can be avoided if employees act professionally and
treat each other with respect.
II. PURPOSE OF POLICY
Federal and state law expressly prohibit discrimination and harassment of employees or
applicants based upon race, color, national origin, religious creed, ancestry, physical or
mental disability, medical condition, breast-feeding, pregnancy, childbirth or related
medical condition, age (40 and over), sexual orientation, sex, gender identity, gender
expression, genetic information, military or veteran status, marital status, or any other
basis protected by applicable state or federal law, including association with individuals
with these protected characteristics or perception that an individual has one or more of
these protected characteristics.
The purpose of this policy is to establish a means to protect employees, applicants for
employment, or guests from harassment. Discrimination, harassment, and retaliation
constitute misconduct that can decrease work productivity, decrease morale and cause
emotional and physical damage. Incidents of discrimination, harassment, or retaliation
can result in serious economic implications such as high turnover, ineffective use of time
during working hours, costly salaries paid for nonproductive work hours, and employee
absences due to hearings and meetings related to discrimination, harassment, and
retaliation complaints.
The further purpose of this Policy is to define and forbid discriminatory
, harassing, and
retaliatory conduct, to prohibit the condoning or perpetuating of such conduct, and to
provide an efficient means for reporting and resolving complaints of discrimination,
harassment, or retaliation against any individual who reports discrimination, harassment,
or retaliation or who participates in an investigation of such reports.
III. ®EFINITION OF TERMS
A. Employee. Any individual under the direction and control of the City under any
appointment or contract of hire or apprenticeship, express or implied, oral or
written. For purposes of this Policy only, the term "employee" includes any
2
individual who is an unpaid intern or volunteer of the City. The inclusion of any
individual, including but not limited to unpaid interns and volunteers, in the
definition of "employee" for purposes of this policy should not be interpreted to
affect the applicability of any other policy or procedure of the City.
B. Legally Protected Category/Legally Protected Characteristic. Race, color,
national origin, ancestry, religious creed, sex, sexual orientation, gender identity,
gender expression, marital status, religion, age (over 40), physical or mental
disability, medical condition, breast-feeding, pregnancy, childbirth or related
medical condition, physical or mental disability, medical condition, genetic
characteristics or information, military or veteran status, or any other protected
basis under state or federal law, including association with individuals with these
protected characteristics or perception that an individual has one or more of
these protected characteristics.
C. Discrimination. Discrimination is any action or conduct by which an employee
is treated differently or less favorably than other employees similarly situated for
the sole reason that the employee is a member of a Legally Protected Category.
D. Harassment. Harassment is any verbal, visual, or physical conduct based on an
employee's membership in a Legally Protected Category that creates an
intimidating, hostile or otherwise offensive working environment. Such conduct
constitutes harassment when:
1. Submission to the conduct is made either an explicit or implicit condition
OT employment;
2. Submission to or rejection of the conduct is used as the basis for an
employment decision; or
3. The harassment unreasonably interferes with an employee's work
performance.
Harassing conduct can take many forms and includes, but is not limited to, slurs,
jokes, statements, gestures, pictures, computer images, or cartoons regarding
an employee's Legally Protected Characteristic.
Harassment on the job is prohibited whether it involves co-worker harassment,
harassment by a supervisor or manager, or harassment by third parties doing
business with or for the City.
E. Sexual Harassment.
Unwelcome sexual advances, requests for sexual favors, or visual, verbal, or
physical conduct of a sexual nature all may constitute sexual harassment when:
(1) submission to such conduct is made a term or condition of employment; or
Submission lU Ur rejectio l of such condUUI i5 useU as basis IUf employment
decisions affecting the individual; or (3) such conduct has the purpose or effect
of unreasonably interfering with an employee's work performance or creating an
intimidating, hostile or offensive working environment.
3
F.
This definition includes potential forms of offensive behavior, such as the
following:
1. Unwanted sexual advances.
2. Visual conduct, such as leering, making sexual gestures, displaying of
sexually explicit jokes, derogatory images, and comments about an
employee's body or dress.
3. Verbal sexual advances or propositions.
4. Verbal abuse of a sexual nature, graphic verbal commentary about an
individual's body, sexually degrading words to describe an individual,
suggestive or obscene letters, notes, or invitations.
5. Physical conduct, such as touching, assault, impeding, or blocking
movements.
6. Retaliation for reporting harassment or threatening to report harassment.
Sexual harassment includes many forms of offensive behavior and may include
harassment of a person of the same or opposite sex as the harasser.
Sexual harassment need not be motivated by sexual desire. Sexual harassment
on the job is prohibited whether it involves co-worker harassment, harassment by
a supervisor or manager, harassment by a subordinate, or harassment by third
parties doing business with or for the City.
Retaliation.
Taking adverse action against any employee because of (1) the employee's
opposition to a practice the employee reasonably believes to constitute
employment discrimination, harassment, or retaliation or (2) because of the
employee's participation in an employment discrimination, harassment, or
retaliation investigation, proceeding, or hearing. or (3) because of such
opposition or participation by a family member or close associate of the
employee.
1. Protected Opposition
Protected opposition to perceived discrimination, harassment, or
retaliation includes, but is not limited to, threatening to file a
discrimination, harassment, or retaliation complaint with any federal or
state agency, or court, or complaining or protesting about alleged
discrimination, harassment, or retaliation to a supervisor, manager, co-
worker, or other official. Protected opposition also includes a complaint
cr protest made on behalf of another employee or made by the
employee's representative. The City also prohibits retaliation against
somebody closely related to or associated with the employee exercising
such rights. Opposition not made in good faith, or made in a manner
which disrupts the workplace, or which constitutes an unlawful activity, or
which includes badgering or threatening of employees or supervisors is
not protected.
2. Protected Participation.
Protected participation includes, but is not limited to, filing a charge,
testifying, assisting, or participating in any manner in an investigation
under this Policy, or in a proceeding, hearing or litigation under federal or
state discrimination, harassment, or retaliation statutes, at other hearings
regarding protected employee rights, such as unemployment
compensation proceedings, and making requests for reasonable
accommodation of a Legally Protected Characteristic.
Adverse actions include, but are not limited to, the following acts:
disciplinary actions, negative performance evaluations, undesirable
transfer, undesirable assignments, negative comments, unwarranted
criticism, actions that harm the employee outside the workplace,
undesirable change in benefits, undesirable change in work schedule,
unwarranted exclusion from meetings trainings, or events, or undesirable
change in work duties.
G. Supervisor.
Any individual having the authority to hire, transfer, suspend, lay off, recall,
promote, discharge, assign, reward, or discipline other employees, or the
responsibility to direct other employees, or to adjust their grievances, or to
effectively recommend such action, if the exercise of that authority is not of a
merely routine or clerical nature, but requires the use of independent judgment.
Employees who have questions regarding these definitions or are uncertain what
constitutes discrimination, harassment, sexual harassment, retaliation, or other
prohibited conduct under the City's policy should contact the Personnel Officer,
Human Resources, or a Department Head,
IV. MAKING DISCRIMINATION, HARASSMENT, OR RETALIATION COMPLAINTS
A. In General.
The City's complaint procedure provides for an immediate, thorough, impartial,
and objective investigation of every discrimination, harassment, or retaliation
claim, appropriate disciplinary action against one found to have engaged in
prohibited discrimination, harassment, or retaliation, and appropriate remedies to
any victim of discrimination, harassment, or retaliation. The City encourages
reporting of all perceived incidents of discrimination, harassment, or retaliation.
B. Complaint Procedure.
The City cannot resolve discrimination, harassment, or retaliation unless the City
is aware of the situation. The City relies upon its employees to bring those
5
concerns to the attention of the City so that the necessary steps can be taken to
correct the situation, and all employees are encouraged to do so. Accordingly,
any employee who believes he or she has been harassed, discriminated or
retaliated against should promptly report the facts of the incident/incidents and
the name(s) of the individual(s) involved to his/her immediate supervisor, any
supervisor, the Personnel Officer, or Human Resources.
The complaint should be as detailed as possible, and must include details of the
incident(s), names of individuals involved, and the names of any witnesses. Any
supporting documentary evidence should be attached to the complaint.
Notification to the City is essential. Employees may be assured that they will not
be penalized in any way for filing a good faith complaint of potential
discrimination, harassment, or retaliation.
ALL EMPLOYEES SHOULD NOTE THAT THE FAILURE TO USE THE CITY'S
COMPLAINT PROCEDURE MAY HAVE AN ADVERSE EFFECT ON ANY
CLAIM UNDER THIS POLICY IF SUCH CLAIMS ARE LITIGATED.
C. Reporting Obligations.
1. Supervisory Employees.
Any supervisor who receives a complaint of discrimination, harassment,
or retaliation; witnesses discrimination, harassment, or retaliation; or has
any reason to believe that discrimination, harassment, or retaliation may
have occurred in the workplace is required to report the conduct
immediately to Human Resources. A supervisor will be subject to
discipline for failing to report offensive conduct that potentially constitutes
discrimination, harassment, or retaliation if the supervisor knew or should
have known of the offensive conduct.
2. Non -Supervisory Employees.
All other employees who observe or are advised about the discrimination,
harassment, or retaliation involving another employee are encouraged to
report the conduct to a supervisor or to Human Resources,
D. The City's Response to Reports or Complaints.
1. Investigation of Complaints.
All incidents of discrimination, harassment, or retaliation that are reported
must be investigated appropriately by the City so that corrective and
preventive actions can be promptly taken if warranted. The City will
promptly undertake or direct an effective, thorough, impartial, and
objective investigation of the allegations, which will by conducted by
qualified personnel
C�
2. Intermediary Measures.
Employees may be placed on a leave of absence, or subject to other
intermediary measures, until the conclusion of the investigation.
3. Cooperation with the Investigation.
All employees involved in a workplace
investi
harassment, discrimination, or retaliation
truthfully cooperate with the investigation.
cooperate with the investigation is grounds
and including termination.
C!
5
gation
are required
Failure to fully
for disciplinary
into alleged
to fully and
and truthfully
action, up to
The City prohibits retaliation against any employee because of the
employee's opposition to a practice the employee reasonably believes to
constitute employment discrimination or harassment or because of the
employee's participation in an employment discrimination investigation,
proceeding, or hearing. Any retaliatory adverse action because of such
opposition or participation will not be tolerated, and may also be unlawful.
City Determination and Corrective Action.
a. The City will make its determination based on the findings of the
investigation and communicate that determination to the
complaining employee, and to the accused. Except where
required by law or court order, parties are not entitled to copies of
any notes or other written materials regarding the investigation, as
these are considered to be confidential documents.
b. If the City determines that discrimination, harassment, or
retaliation has occurred, the City will take effective remedial action
commensurate with the circumstances. Appropriate action will
also be taken to deter any future discrimination, harassment, or
retaliation. If a complaint of discrimination, harassment, or
retaliation is substantiated, appropriate disciplinary action, up to
and including discharge, will be taken. The City will also take
appropriate action to remedy improper adverse action, if any, to
the employee resulting from the discrimination, harassment, or
retaliation. In addition, as part of the City's efforts to remedy the
complaining employee's concerns, the complaining employee may
be informed in general terms regarding any remedial measures
and disciplinary actions imposed against the violator.
c. The information and definitions set forth in Section III, above, are
based on the iegai definitions of discrimination, harassment, and
retaliation. In light of the City's duty to prevent the unlawful
conduct defined in Section III, and in light of the City's desire to
have a professional and productive work environment, the City
reserves the right to take appropriate corrective action when an
7
V.
employee engages in inappropriate conduct that does not fully
rise to the legal standards or definitions set forth in Section III of
this Policy. For example, the City may take appropriate corrective
action for inappropriate conduct, even if such conduct was not
subjectively unwelcome or offensive to another employee of the
City, or did not involve a legally protected characteristic.
E. Evidence and Finding of Intentionally False Complaints.
While the City vigorously defends its employees' right to work in an environment
free of discrimination, harassment, and retaliation it also recognizes that false
accusations of discrimination, harassment, or retaliation can have serious
consequences. Accordingly, any employee who is found, through the City's
investigation, to have deliberately and falsely accused another person of
discrimination, harassment, or retaliation may be subject to appropriate
disciplinary action, up to and including termination.
F. Anonymity and Confidentiality.
1. While the City will investigate anonymous complaints, the City strongly
discourages anonymous complaints. EMPLOYEES CHOOSING TO
FILE A COMPLAINT ANONYMOUSLY MUST BE AWARE THAT
ANONYMITY IN THE COMPLAINT PROCEDURE MAY COMPROMISE
THE CITY'S ABILITY TO COMPLETE A THOROUGH INVESTIGATION.
Employees should also be aware that should the City learn of the identity
of an anonymous complainant, the City cannot guarantee that his/her
identity will remain confidential, if the City determines in its discretion that
disclosure is necessary to complete the investigation.
2. The City will take all reasonable steps available to maintain the
confidentiality of all complaints of discrimination, harassment, or
retaliation, as well as all information gathered during an investigation.
However, the City retains sole discretion to determine whether disclosure
of information is necessary to complete the investigation.
3. All employees involved in the investigation of discrimination, harassment,
or retaliation complaints as either investigator(s), complainant(s),
witness(es), or accused are required to keep all information related to the
investigation confidential. Revealing such information is grounds for
disciplinary action, except as expressly permitted by law, such as in
discussion with a legal or labor union representative.
EMPLOYEE'S DUTY TO DISCLOSE BENEFITS RECEIVED
Employees are hereby informed that no supervisor, manager, or officer of the City, or
other person or entity doing business with the City, is authorized to expressly or
impliedly condition the receipt or denial of any benefit, compensation, or other term or
condition of employment on an employee's acquiescence to any sexual demand.
To the contrary, all .employees are instructed to refuse such demands and report them
promptly either to their immediate supervisor or to Human Resources. Any employee
VII
who is found to have accepted any benefit from the City because he/she submitted to an
unreported sexual demand will be disciplined appropriately. If such employee received
a gift of public funds, the City shall be entitled to immediate reimbursement. Any
employee making such a demand will be similarly disciplined, up to and including
termination.
In addition to the City's internal complaint procedure, employees should also be aware
that the Equal Employment Opportunity Commission ("EEOC") and the Department of
Fair Employment and Housing ("DFEH") investigate and prosecute complaints of
discrimination, harassment, and/or retaliation in employment.
Employees can contact the EEOC and the DFEH as follows:
EEOC DFEH
800-669-4000 ( 800-669-6820 (TTY) 800-884-1684 ( 800-700-2320 (TTY)
www.eeoc.gov I I www.dfeh.ca.gov
San Francisco District Office
450 Golden Gate Avenue
5 West, P.O Box 36025
San Francisco, CA 94102-3661
Los Angeles District Office
255 East Temple Street, 4th Floor
Los Angeles, CA 90012
Bay Area Regional Office
39141 Civic Center Drive, Suite 250
Fremont, CA 94538
Los Angeles Regional Office
320 West 4th Street, 10th Floor
Los Angeles, CA 90013
Fresno Local Office Fresno Regional Office
2300 Tulare Street, Suite 215 1277 East Alluvial Avenue, Suite 101
Fresno, CA 93721 Fresno, CA 93720
TRAINING AND POLICY DISSEMINATION
All employees who are hired by the City will be given a copy of this Policy, and will
receive guidance from the City on its provisions and the City's commitment to provide a
workplace free from discrimination, harassment, and retaliation. In addition, all
supervisors will be trained in accordance with applicable requirements of the Fair
Employment and Housing Act (Government Code § 12950.1) and implementing
regulations. Non -supervisory employees may also receive training, at the discretion of
the City.
(J
CITY OF III U BAY.
;Lill 11111 Lill% I .kill_1111 1 ,F,
By my signature below, I acknowledge that I have received, read, and understood the City of
Morro Bay's Policy Prohibiting Harassment, Discrimination, and Retaliation, and I will abide by
its terms. I understand that failure to fully comply with all terms set forth in the Policy may lead
to disciplinary action, up to and including termination.
Employee's Name (PLEASE PRINT)
Employee's Signature
Date
10